Regulated firms operate within a complex environment that is continually changing. The threat of non-compliance is significant, whilst staying up to date with the legislation and reporting is onerous.

Michael Cook

BA (Hons) FCA

Audit and Assurance Partner

London

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We provide FCA regulated firms with a range of services including regulatory compliance, tax planning and compliance, outsourced accounting, audit, corporate governance and corporate finance.

Our financial expertise experience includes:

  • Fund managers
  • Insurance brokers
  • Insurance intermediaries
  • Financial advisors
  • Stockbrokers
  • Lessors and lenders
  • Payment services
  • Corporate finance houses
  • Private equity houses
  • Property funds

Our dedicated team of compliance specialists can provide:

  • Compliance monitoring
  • Drafting compliance documentation, including manuals
  • GABRIEL reporting
  • Business continuity plans
  • ICAAP reports
  • Money laundering training
  • Assistance with authorisation
  • Systems and controls reviews

Why not contact us to find out how we can help you with FCA compliance?