Financial
services

Regulated firms operate within a complex environment that is continually changing. The threat of non-compliance is significant, whilst staying up to date with the legislation and reporting is onerous.

We provide FCA regulated firms with a range of services including regulatory compliance, tax planning and compliance, outsourced accounting, audit, corporate governance and corporate finance.

Our financial expertise experience includes:

  • Fund managers
  • Insurance brokers
  • Insurance intermediaries
  • Financial advisors
  • Stockbrokers
  • Lessors and lenders
  • Payment services
  • Corporate finance houses
  • Private equity houses
  • Property funds

Our dedicated team of compliance specialists can provide:

  • Compliance monitoring
  • Drafting compliance documentation, including manuals
  • GABRIEL reporting
  • Business continuity plans
  • ICAAP reports
  • Money laundering training
  • Assistance with authorisation
  • Systems and controls reviews

Want to learn more about how we can help you with FCA compliance?

Contact us to arrange to speak with one of our specialists in London, Kent and Sussex.

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